Shareholders



Morgan Stanley Securities (China) Co., Ltd. (“the Company”), formerly known as Morgan Stanley Huaxin Securities Company Limited, is a subsidiary of Morgan Stanley, who owns 94.06% equity interests in the Company. Huaxin Securities, as a minority shareholder, holds the remaining 5.94% equity interests in the Company.

Morgan Stanley

Morgan Stanley is a global financial services firm and a market leader in investment banking, securities, investment management and wealth management services. It has subsidiaries or offices in 41 countries, offering financial services to enterprises, government agencies, public organizations and individual investors.

In 1994, Morgan Stanley made a presence in the China market. So far, it has established a diversified and fully integrated financial services platforms in China, providing a wide range of financial services including investment banking, capital markets, commercial banking, asset management, etc.


Huaxin Securities

Huaxin Securities was incorporated in Shenzhen in March 2001 amid the revamp of the former Xi’an Securities Co., Ltd. Huaxin Securities is a securities company with a fully integrated business scope covering brokerage, principal trading, underwriting and sponsorship, asset management, investment consultation and financial advisory services. Huaxin Securities was the first fund sales agency approved by the CSRC under the new rules for sales of equity-investment funds. Huaxin Securities is also a member of the National Interbank Funding Center.